VP Compliance Officer

Job Summary

This executive will be responsible for building, enhancing, and overseeing a robust compliance management system, ensuring adherence to all federal and state banking regulations while fostering a culture of accountability and integrity across the organization.

This role serves as a key advisor to executive leadership and the Board, providing insight on regulatory risk, emerging compliance trends, and operational improvements. The ideal candidate brings a strong background in consumer compliance, CRA oversight, and regulatory engagement within a banking environment.

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Essential Duties & Responsibilities:

Lead and manage the Bank’s Compliance Management System (CMS), including monitoring, testing, and reporting
Serve as primary liaison to the Board and Risk & Compliance Committee, delivering regular compliance updates
Oversee CRA program administration and performance
Monitor and interpret regulatory changes (OCC, CFPB, and other agencies) and implement necessary updates
Develop, enhance, and enforce compliance policies, procedures, and internal controls
Manage compliance risk assessments, audits, and corrective action tracking
Oversee consumer complaint resolution and compliance-related investigations
Review marketing and advertising materials for regulatory adherence
Lead enterprise-wide compliance training programs, including Board-level education
Supervise and develop compliance staff while promoting a strong compliance culture

Minimum Requirements:

Bachelor’s degree in Business, Finance, Accounting, or related field (MBA preferred)
8+ years of progressive compliance experience within banking or financial services
Strong knowledge of consumer protection regulations, CRA, BSA/AML, and OFAC
Proven experience working with regulators and presenting to executive leadership/Board
Demonstrated leadership experience managing compliance teams
Exceptional analytical, communication, and problem-solving skills
Ability to operate both strategically and tactically in a dynamic environment

VP Compliance Officer

Job Summary

Essential Duties & Responsibilities:

Minimum Requirements:

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