Senior Compliance Auditor

Lead and perform audits across multiple banking functions, including BSA/AML, credit, liquidity, compliance, and governance.
Review internal policies and procedures for adequacy, regulatory alignment, and operational effectiveness.
Ensure compliance with OCC, FDIC, CFPB, and other applicable regulatory standards.
Develop audit planning documents (Intent to Audit Memos, APMs, Risk & Control Matrices).
Execute testing strategies, including sampling, walkthroughs, and control effectiveness evaluations.
Validate and document audit findings, ensuring accuracy, rationale, and audit methodology adherence.
Prepare audit reports, propose issue severities, and facilitate closing meetings with management.
Monitor resolution of audit issues and management action plans through the audit tool (TM+).
Support regulatory exams and internal reporting with audit documentation and summaries.
Stay current on evolving banking regulations and integrate them into audit planning and execution.

Senior compliance auditor